Form 4 for ATER Aterian, Inc.

Accepted 2022-10-06 00:00:00 ET · period of report 2022-10-04 · accession 0000899243-22-033152 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-10-06	2022-10-04	ATER	Risico Joseph A	CLO	A - Grant	—	+47.6K	483.6K	+11%	—
D	2022-10-06	2022-10-04	ATER	Risico Joseph A	CLO	A - Grant	—	+47.6K	47.6K	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-10-04	A	A	47,619	—	483,645	D	—	—	(F1) Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.
2	Derivative	Common Stock Warrant (right to buy)	2022-10-04	A	A	47,619	—	47,619	D	$2.00 · 2023-04-04 to 2028-04-04	47,619 Common Stock	(F1) Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.