Form 4 for DNA Ginkgo Bioworks Holdings, Inc.
Accepted 2022-10-07 00:00:00 ET · period of report 2022-10-05 · accession 0000899243-22-033322 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-07 | 2022-10-05 | DNA | Dmytruk Mark E. | See remarks | M - OptEx | — | +618.2K | 627.3K | +6,792% | — |
| D | 2022-10-07 | 2022-10-06 | DNA | Dmytruk Mark E. | See remarks | S - Sale+OE | $3.25 | -279.3K | 348.1K | -45% | -$907.6K |
| D | 2022-10-07 | 2022-10-05 | DNA | Dmytruk Mark E. | See remarks | M - OptEx | — | -618.2K | 39.9K | -94% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-10-05 | M | A | 618,242 | — | 627,344 | D | — | — | (F1) Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2022-10-06 | S | D | 279,255 | $3.25 | 348,089 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2022-10-05 | M | D | 618,242 | — | 39,891 | D | — · — to — | — Class A Common Stock | (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date. (F4) Excludes restricted stock units, which were previously reported as shares of Class B common stock on the Form 4 filed by the reporting person on March 14, 2022. Because the Issuer has the ability to settle such restricted stock units with shares of Class A common stock or cash upon vesting, restricted stock units will be reported separately from shares of Class B Common Stock in future reports. |