Form 4 for SLRC SLR Investment Corp.
Accepted 2022-11-10 00:00:00 ET · period of report 2022-11-08 · accession 0000899243-22-035582 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-11-10 | 2022-11-08 | SLRC | HOCHBERG STEVEN | Dir | S - Sale | $13.71 | -14.8K | 5,742 | -72% | -$203.6K | |
| I | 2022-11-10 | 2022-11-10 | SLRC | HOCHBERG STEVEN | Dir | P - Purchase | $13.98 | +6,858 | 11.9K | +137% | +$95.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-08 | S | D | 14,850 | $13.71 | 5,742 | D See Footnote | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on November 8, 2022 is based on prices ranging from a low of $13.6300 per share to a high of $13.8000 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth above. (F3) 11,858 shares of common stock of the Issuer are held by an entity for which the reporting person is a managing trustee. The reporting person has no pecuniary interest in the 11,858 shares held by the entity for which the reporting person is a managing trustee. |
| 2 | Common | Common Stock | 2022-11-10 | P | A | 6,858 | $13.98 | 11,858 | I | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on November 10, 2022 is based on prices ranging from a low of $13.9340 per share to a high of $14.0000 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth above. |