Form 4 for STZ Constellation Brands
Accepted 2022-11-14 00:00:00 ET · period of report 2022-11-10 · accession 0000899243-22-035646 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-11-14 | 2022-11-10 | STZ | RRA&Z Holdings LLC | 10% | A - Grant | — | +22.75M | 2.16M | New | — |
| DMI | 2022-11-14 | 2022-11-10 | STZ | RRA&Z Holdings LLC | 10% | D - Sale to Iss | — | -22.75M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-10 | A | A | 1,350,000 | — | 1,350,000 | I By RCT 2015 Business Holdings LP | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F8) RCT 2015 Business Holdings LP and its wholly-owned subsidiary directly own the reported securities. WildStar is a co-general partner of RCT 2015 Business Holdings LP with a 0.045% general partner interest. |
| 2 | Common | Class A Common Stock | 2022-11-10 | A | A | 4,518,258 | — | 4,518,258 | I By RSS Business Holdings LP | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F4) RSS Business Holdings LP is the direct owner of these securities. WildStar is a co-general partner of RSS Business Holdings LP with a 0.045% general partner interest. |
| 3 | Common | Class A Common Stock | 2022-11-10 | A | A | 5,300,000 | — | 5,300,000 | I By RES Business Holdings LP | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F3) RES Business Holdings LP is the direct owner of these securities. WildStar is a co-general partner of RES Business Holdings LP with a 0.045% general partner interest |
| 4 | Common | Class A Common Stock | 2022-11-10 | A | A | 1,162,492 | — | 1,412,492 | I By RSS 2015 Business Holdings LP | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F10) RSS 2015 Business Holdings LP directly owns the reported securities. WildStar is a co-general partner of RSS 2015 Business Holdings LP with a 0.045% general partner interest. |
| 5 | Common | Class A Common Stock | 2022-11-10 | A | A | 1,350,000 | — | 1,350,000 | I By RHT 2015 Business Holdings LP | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F9) RHT 2015 Business Holdings LP directly owns the reported securities. WildStar is a co-general partner of RHT 2015 Business Holdings LP with a 0.045% general partner interest. |
| 6 | Common | Class A Common Stock | 2022-11-10 | A | A | 681,036 | — | 2,687,544 | I By SER Business Holdings LP | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F5) SER Business Holdings LP directly owns the reported securities. WildStar is a co-general partner of SER Business Holdings LP with a 0.045% general partner interest. |
| 7 | Common | Class A Common Stock | 2022-11-10 | A | A | 8,073,856 | — | 9,264,764 | I By A&Z 2015 Business Holdings LP | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F7) A&Z 2015 Business Holdings LP directly owns the reported securities. WildStar is a co-general partner of A&Z 2015 Business Holdings LP with a 0.045% general partner interest. |
| 8 | Common | Class A Common Stock | 2022-11-10 | A | A | 311,144 | — | 2,164,138 | I By SSR Business Holdings LP | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F6) SSR Business Holdings LP directly owns the reported securities. WildStar is a co-general partner of SSR Business Holdings LP with a 0.045% general partner interest. |
| 9 | Derivative | Class B (convertible) Common Stock | 2022-11-10 | D | D | 311,144 | — | 0 | I By SSR Business Holdings LP | — · — to — | 311,144 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F6) SSR Business Holdings LP directly owns the reported securities. WildStar is a co-general partner of SSR Business Holdings LP with a 0.045% general partner interest. |
| 10 | Derivative | Class B (convertible) Common Stock | 2022-11-10 | D | D | 4,518,258 | — | 0 | I By RSS Business Holdings LP | — · — to — | 4,518,258 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F4) RSS Business Holdings LP is the direct owner of these securities. WildStar is a co-general partner of RSS Business Holdings LP with a 0.045% general partner interest. |
| 11 | Derivative | Class B (convertible) Common Stock | 2022-11-10 | D | D | 5,300,000 | — | 0 | I By RES Business Holdings LP | — · — to — | 5,300,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F3) RES Business Holdings LP is the direct owner of these securities. WildStar is a co-general partner of RES Business Holdings LP with a 0.045% general partner interest |
| 12 | Derivative | Class B (convertible) Common Stock | 2022-11-10 | D | D | 1,162,492 | — | 0 | I By RSS 2015 Business Holdings LP | — · — to — | 1,162,492 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F10) RSS 2015 Business Holdings LP directly owns the reported securities. WildStar is a co-general partner of RSS 2015 Business Holdings LP with a 0.045% general partner interest. |
| 13 | Derivative | Class B (convertible) Common Stock | 2022-11-10 | D | D | 1,350,000 | — | 0 | I By RHT 2015 Business Holdings LP | — · — to — | 1,350,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F9) RHT 2015 Business Holdings LP directly owns the reported securities. WildStar is a co-general partner of RHT 2015 Business Holdings LP with a 0.045% general partner interest. |
| 14 | Derivative | Class B (convertible) Common Stock | 2022-11-10 | D | D | 1,350,000 | — | 0 | I By RCT 2015 Business Holdings LP | — · — to — | 1,350,000 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F8) RCT 2015 Business Holdings LP and its wholly-owned subsidiary directly own the reported securities. WildStar is a co-general partner of RCT 2015 Business Holdings LP with a 0.045% general partner interest. |
| 15 | Derivative | Class B (convertible) Common Stock | 2022-11-10 | D | D | 8,073,856 | — | 0 | I By A&Z 2015 Business Holdings LP | — · — to — | 8,073,856 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F7) A&Z 2015 Business Holdings LP directly owns the reported securities. WildStar is a co-general partner of A&Z 2015 Business Holdings LP with a 0.045% general partner interest. |
| 16 | Derivative | Class B (convertible) Common Stock | 2022-11-10 | D | D | 681,036 | — | 0 | I By SER Business Holdings LP | — · — to — | 681,036 Class A Common Stock | (F1) Pursuant to a reclassification exempt under Rule 16b-7 that was effected by Constellation Brands, Inc. on November 10, 2022, each share of Class B Common Stock ($0.01 par value) was reclassified and converted into one share of Class A Common Stock ($0.01 par value) and the right to receive a $64.64 cash payment. The conversion of the shares of Class B Common Stock into shares of Class A Common Stock pursuant to the reclassification is also exempt under Rule 16b-3 to the extent of the pecuniary interest in the shares of Richard Sands and Robert Sands. (F2) This report is filed jointly by WildStar Partners LLC ("WildStar") and RRA&Z Holdings LLC ("RRA&Z"). RRA&Z is the sole member of WildStar. (F5) SER Business Holdings LP directly owns the reported securities. WildStar is a co-general partner of SER Business Holdings LP with a 0.045% general partner interest. |