Form 4 for SLRC SLR Investment Corp.
Accepted 2022-11-18 00:00:00 ET · period of report 2022-11-16 · accession 0000899243-22-036419 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-11-18 | 2022-11-16 | SLRC | HOCHBERG STEVEN | Dir | S - Sale | $14.01 | -3,000 | 2,742 | -52% | -$42.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-16 | S | D | 3,000 | $14.01 | 2,742 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The reported price for the share sales made on November 16, 2022 is based on prices ranging from a low of $13.9700 per share to a high of $14.0700 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth above. |