Form 4 for VTRS Viatris
Accepted 2022-11-25 00:00:00 ET · period of report 2022-11-23 · accession 0000899243-22-037033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-25 | 2022-11-23 | VTRS | Ni Xiangyang (Sean) | Pres, Greater China | M - OptEx | $0.00 | +31.6K | 42.0K | +307% | $0 |
| D | 2022-11-25 | 2022-11-25 | VTRS | Ni Xiangyang (Sean) | Pres, Greater China | S - Sale+OE | $10.95 | -12.8K | 29.2K | -31% | -$140.2K |
| DM | 2022-11-25 | 2022-11-23 | VTRS | Ni Xiangyang (Sean) | Pres, Greater China | M - OptEx | $0.00 | -31.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-23 | M | A | 29,815 | $0.00 | 40,136 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-25 | S | D | 12,800 | $10.95 | 29,165 | D | — | — | (F2) Shares sold to satisfy the tax liability associated with the vesting and settlement of the RSUs granted on November 23, 2020 and the related dividend equivalent units (DEUs). |
| 3 | Common | Common Stock | 2022-11-23 | M | A | 1,829 | $0.00 | 41,965 | D | — | — | (F1) Fractional shares have been rounded up in connection with the settlement described in footnote 4 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 4 | Derivative | Dividend Equivalent Units | 2022-11-23 | M | D | 1,828.43 | $0.00 | 0 | D | $0.00 · — to — | 1,828.43 Common Stock | (F4) Represents DEUs that accrued with respect to the 29,815 RSUs previously granted on November 23, 2020 and vested on the same schedule as the underlying RSUs. |
| 5 | Derivative | Restricted Stock Units | 2022-11-23 | M | D | 29,815 | $0.00 | 0 | D | $0.00 · — to — | 29,815 Common Stock | (F3) Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). These RSUs vested in full on November 23, 2022. |