InsiderTrades

Form 4 for PDYN Palladyne AI Corp.

Accepted 2022-12-05 00:00:00 ET · period of report 2022-12-02 · accession 0000899243-22-037643 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2022-12-05 2022-12-02 PDYN FINN BRIAN D Dir J - Other $0.00 -3.82M 515.2K -88% $0
DMI 2022-12-05 2022-12-02 PDYN FINN BRIAN D Dir J - Other — -4.60M 547.6K -89% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-12-02 J D 5,672,168 $0.00 0 I By Rotor Sponsor LLC — — (F4) Mr. Finn is the managing member of Sponsor.
2 Common Common Stock 2022-12-02 J A 565,929 $0.00 1,388,688 I By Marstar Investments LLC — — (F2) Securities are held by Marstar. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
3 Common Common Stock 2022-12-02 J A 772,730 $0.00 2,161,418 I By Marstar Investments LLC — — (F2) Securities are held by Marstar. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
4 Common Common Stock 2022-12-02 J A 515,153 $0.00 515,153 I By MI-MJ LLC — — (F5) Securities are held by MI-MJ. Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
5 Derivative Warrants 2022-12-02 J D 5,970,684 — 0 I By Rotor Sponsor LLC $11.50 · 2022-01-20 to 2026-09-24 5,970,684 Common Stock (F7) Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination. (F4) Mr. Finn is the managing member of Sponsor.
6 Derivative Warrants 2022-12-02 J A 821,463 — 821,463 I By Marstar Investments LLC $11.50 · 2022-01-20 to 2026-09-24 821,463 Common Stock (F7) Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination. (F2) Securities are held by Marstar. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
7 Derivative Warrants 2022-12-02 J A 547,642 — 547,642 I By MI-MJ LLC $11.50 · 2022-01-20 to 2026-09-24 547,642 Common Stock (F7) Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination. (F5) Securities are held by MI-MJ. Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.