Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2022-12-19 00:00:00 ET · period of report 2022-12-01 · accession 0000899243-22-038970 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-12-19 | 2022-12-01+ | AMKR | KIM SUSAN Y | Dir, 10%, Member of 10% owner group (9) | G - Gift | $0.00 | -2.68M | 0 | -100% | $0 |
| 2022-12-19 | 2022-12-06 | AMKR | KIM SUSAN Y | Dir, 10%, Member of 10% owner group (9) | G - Gift | $0.00 | +1.05M | 6.97M | +18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-01 | G | D | 572,151 | $0.00 | 2,103,760 | I By James J. Kim 2019-1 GRAT dtd 9/10/19 | — | — | (F1) On December 1, 2022, the James J. Kim 2019-1 Qualified Annuity Trust U/A dated 9/10/19 (the "Trust"), of which James J. Kim is the sole annuitant, distributed 572,151 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to James J. Kim. The Reporting Person is a trustee of the Trust and the daughter of James J. Kim. (F7) (Continued from Footnote 6) (v) a manager of limited liability companies being treated as corporations for purposes of Section 16, which own 8,200,000 shares of the Issuer's Common Stock and (vi) as referenced in footnote 5, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F8) Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. (F6) The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 9,181,498 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts for the benefit of members of her immediate family which own 7,552,267 shares of the Issuer's Common Stock, (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 3,678,298 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock, |
| 2 | Common | Common Stock | 2022-12-06 | G | D | 1,051,880 | $0.00 | 1,051,880 | I By James J. Kim 2019-1 GRAT dtd 9/10/19 | — | — | (F2) On December 6, 2022, the Trust distributed 1,051,880 shares of the Issuer's Common Stock to John T. Kim, a remainder beneficiary. The Reporting Person is a trustee of the Trust and the sister of John T. Kim. (F7) (Continued from Footnote 6) (v) a manager of limited liability companies being treated as corporations for purposes of Section 16, which own 8,200,000 shares of the Issuer's Common Stock and (vi) as referenced in footnote 5, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F8) Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. (F6) The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 9,181,498 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts for the benefit of members of her immediate family which own 7,552,267 shares of the Issuer's Common Stock, (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 3,678,298 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock, |
| 3 | Common | Common Stock | 2022-12-06 | G | D | 1,051,880 | $0.00 | 0 | I By James J. Kim 2019-1 GRAT dtd 9/10/19 | — | — | (F3) On December 6, 2022, the Trust distributed 1,051,880 shares of the Issuer's Common Stock to the Reporting Person, a remainder beneficiary. |
| 4 | Common | Common Stock | 2022-12-06 | G | A | 1,051,880 | $0.00 | 6,973,614 | D | — | — | (F3) On December 6, 2022, the Trust distributed 1,051,880 shares of the Issuer's Common Stock to the Reporting Person, a remainder beneficiary. (F4) On December 1, 2022, the Qualified Annuity Trust under the Susan Y. Kim Irrevocable Trust Agreement dated 8/29/18 distributed 116,500 shares of the Issuer's Common stock to the Reporting Person. Because the Reporting Person is the annuitant and a trustee of such trust, such distribution was a mere change in the form of ownership from direct to indirect and hence was not reported by the Reporting Person on a Form 4. |