Form 4 for ALTI AlTi Global, Inc.

Accepted 2022-12-29 00:00:00 ET · period of report 2022-12-27 · accession 0000899243-22-039550 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-12-29	2022-12-27+	ALTI	Pangaea Three-B, LP	10%	P - Purchase	$10.03	+3,967	97.4K	+4%	+$39.8K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2022-12-27	P	A	2,271	$10.03	95,656	D	—	—	(F1) Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share coting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
2	Common	Class A Common Stock	2022-12-28	P	A	1,696	$10.03	97,352	D	—	—	(F1) Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share coting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.