Form 4 for FUND SPROTT FOCUS TRUST INC.
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-06 · accession 0000899243-23-000655 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-01-04 | 2022-12-06+ | FUND | GEORGE W WHITNEY | Dir, 10%, Senior Portfolio Manager | G - Gift | $0.00 | -11.1K | 190.4K | -6% | $0 |
| M | 2023-01-04 | 2022-12-06+ | FUND | GEORGE W WHITNEY | Dir, 10%, Senior Portfolio Manager | G - Gift | $0.00 | -12.4K | 7.37M | -0.2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | G | D | 6,399 | $0.00 | 2,712,648 | I | — | — | (F7) Represents transfers as gifts by each of Mr. George and his spouse of 2,133 shares to each of their three sons, resulting in a cumulative gift transfer of 6,399 shares by each of Mr. George and his spouse. Mr. George may be deemed to beneficially own and have a pecuniary interest in the 4,266 shares transferred to the son that resides in Mr. George's household. |
| 2 | Common | Common Stock | 2023-01-03 | G | D | 6,399 | $0.00 | 7,361,981 | D Held by Son | — | — | (F7) Represents transfers as gifts by each of Mr. George and his spouse of 2,133 shares to each of their three sons, resulting in a cumulative gift transfer of 6,399 shares by each of Mr. George and his spouse. Mr. George may be deemed to beneficially own and have a pecuniary interest in the 4,266 shares transferred to the son that resides in Mr. George's household. |
| 3 | Common | Common Stock | 2022-12-06 | G | D | 9,000 | $0.00 | 2,719,047 | I Held by Spouse | — | — | (F6) Amount of shares beneficially owned includes shares acquired under the Issuer's Dividend Reinvestment Program (the DRIP) on December 22, 2022, subsequent to the gift transactions on December 6, 2022 reported herein. |
| 4 | Common | Common Stock | 2022-12-06 | G | D | 6,000 | $0.00 | 7,368,380 | D Held by Spouse | — | — | (F6) Amount of shares beneficially owned includes shares acquired under the Issuer's Dividend Reinvestment Program (the DRIP) on December 22, 2022, subsequent to the gift transactions on December 6, 2022 reported herein. |
| 5 | Common | Common Stock | 2023-01-03 | G | A | 4,266 | $0.00 | 190,380 | I | — | — | (F7) Represents transfers as gifts by each of Mr. George and his spouse of 2,133 shares to each of their three sons, resulting in a cumulative gift transfer of 6,399 shares by each of Mr. George and his spouse. Mr. George may be deemed to beneficially own and have a pecuniary interest in the 4,266 shares transferred to the son that resides in Mr. George's household. (F6) Amount of shares beneficially owned includes shares acquired under the Issuer's Dividend Reinvestment Program (the DRIP) on December 22, 2022, subsequent to the gift transactions on December 6, 2022 reported herein. |