Form 4 for ALTI AlTi Global, Inc.
Accepted 2023-01-12 00:00:00 ET · period of report 2023-01-10 · accession 0000899243-23-001708 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-01-12 | 2023-01-10+ | ALTI | Yu Peter | Dir, 10% | P - Purchase | $9.48 | +152.6K | 347.4K | +78% | +$1.45M |
| I | 2023-01-12 | 2023-01-10 | ALTI | Yu Peter | Dir, 10% | J - Other | $0.00 | +23.6K | 235.8K | +11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-10 | P | A | 41,000 | $8.91 | 212,227 | I See footnote | — | — | (F1) Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2023-01-11 | P | A | 73,187 | $9.51 | 309,026 | I See footnote | — | — | (F1) Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. |
| 3 | Common | Class A Common Stock | 2023-01-10 | J | A | 23,612 | $0.00 | 235,839 | I See footnote | — | — | (F2) These shares of Class A Common Stock were transferred to Pangaea Three, LP as satisfaction of interest on a loan to a third party. (F1) Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. |
| 4 | Common | Class A Common Stock | 2023-01-12 | P | A | 38,403 | $10.04 | 347,429 | I See footnote | — | — | (F1) Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein. |