Form 4 for BE Bloom Energy Corp
Accepted 2023-01-18 00:00:00 ET · period of report 2023-01-15 · accession 0000899243-23-002053 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-18 | 2023-01-17 | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | S - Sale+OE | $23.21 | -26.8K | 387.8K | -6% | -$622.9K |
| DM | 2023-01-18 | 2023-01-15 | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | M - OptEx | $0.00 | +66.5K | 364.6K | +22% | $0 |
| DM | 2023-01-18 | 2023-01-15 | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | M - OptEx | $0.00 | -66.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-17 | S | D | 26,837 | $23.21 | 387,756 | D | — | — | (F2) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.99 to $23.43. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2023-01-15 | M | A | 50,000 | $0.00 | 414,593 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-01-15 | M | A | 16,470 | $0.00 | 364,593 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2023-01-15 | M | D | 16,470 | $0.00 | 32,942 | D | — · — to — | 16,470 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F4) These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date. |
| 5 | Derivative | Restricted Stock Units | 2023-01-15 | M | D | 50,000 | $0.00 | 0 | D | — · — to — | 50,000 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F5) These RSUs vested in full on January 15, 2023. |