Form 4 for BE Bloom Energy Corp
Accepted 2023-01-18 00:00:00 ET · period of report 2023-01-15 · accession 0000899243-23-002054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-18 | 2023-01-17 | BE | Brooks Guillermo | EVP, Sales - Americas | S - Sale+OE | $23.48 | -5,888 | 41.3K | -12% | -$138.3K |
| DM | 2023-01-18 | 2023-01-15 | BE | Brooks Guillermo | EVP, Sales - Americas | M - OptEx | $0.00 | +23.2K | 47.2K | +97% | $0 |
| DM | 2023-01-18 | 2023-01-15 | BE | Brooks Guillermo | EVP, Sales - Americas | M - OptEx | $0.00 | -23.2K | 33.9K | -41% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-17 | S | D | 5,888 | $23.48 | 41,294 | D | — | — | (F2) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.3076 to $23.5882. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2023-01-15 | M | A | 6,250 | $0.00 | 30,242 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-01-15 | M | A | 16,940 | $0.00 | 47,182 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2023-01-15 | M | D | 6,250 | $0.00 | 62,500 | D | — · — to — | 6,250 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F4) These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date. |
| 5 | Derivative | Restricted Stock Units | 2023-01-15 | M | D | 16,940 | $0.00 | 33,884 | D | — · — to — | 16,940 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F5) These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date. |