Form 4 for ALTI AlTi Global, Inc.

Accepted 2023-01-23 00:00:00 ET · period of report 2023-01-23 · accession 0000899243-23-002443 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2023-01-23	2023-01-23	ALTI	CGC Sponsor LLC	10%	P - Purchase	$9.50	+25.0K	6.46M	+0.4%	+$237.5K
I	2023-01-23	2023-01-23	ALTI	CGC Sponsor LLC	10%	J - Other	$0.00	-420.0K	6.04M	-7%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2023-01-23	P	A	25,000	$9.50	6,459,292	I See Footnote	—	—	(F2) Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
2	Common	Class A Common Stock	2023-01-23	J	D	420,000	$0.00	6,039,292	I See Footnote	—	—	(F2) Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.