Form 4/A for ALTI AlTi Global, Inc.
Accepted 2023-01-26 00:00:00 ET · period of report 2023-01-20 · accession 0000899243-23-002815 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AI | 2023-01-26 | 2023-01-20 | ALTI | Yu Peter | Dir, 10% | J - Other | $0.00 | -420.0K | 6.04M | -7% | $0 |
| AI | 2023-01-26 | 2023-01-20 | ALTI | Yu Peter | Dir, 10% | P - Purchase | $10.00 | +25.0K | 6.46M | +0.4% | +$250.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-20 | J | D | 420,000 | $0.00 | 6,039,292 | I See Footnote | — | — | (F5) The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported this transaction occurred on January 23, 2023, when in fact such transaction occurred on January 20, 2023. (F4) Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2023-01-20 | P | A | 25,000 | $10.00 | 6,459,292 | I See Footnote | — | — | (F3) The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported this transaction occurred on January 23, 2023 at a price of $9.50 per share, when in fact such transaction occurred on January 20, 2023 at a price of $10.00 per share. (F4) Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |