Form 4 for BSTZ BlackRock Science & Technology Term Trust
Accepted 2023-02-02 00:00:00 ET · period of report 2023-01-31 · accession 0000899243-23-003666 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-02 | 2023-01-31 | BSTZ | Kim Tony | Portfolio Manager | M - OptEx | — | +5,435 | 172.2K | +3% | — |
| D | 2023-02-02 | 2023-01-31 | BSTZ | Kim Tony | Portfolio Manager | D - Sale to Iss | $18.15 | -5,435 | 166.8K | -3% | -$98.7K |
| D | 2023-02-02 | 2023-01-31 | BSTZ | Kim Tony | Portfolio Manager | M - OptEx | — | -5,435 | 10.9K | -33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-31 | M | A | 5,435.42 | — | 172,242.69 | D | — | — | (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F2) As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. |
| 2 | Common | Common Stock | 2023-01-31 | D | D | 5,435.42 | $18.15 | 166,807.27 | D | — | — | (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F2) As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. |
| 3 | Derivative | Phantom Shares | 2023-01-31 | M | D | 5,435.42 | — | 10,870.84 | D | — · — to — | 5,435.42 Common Stock | (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F2) As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. |