Form 4 for BCX BlackRock Resources & Commodities Strategy Trust
Accepted 2023-02-02 00:00:00 ET · period of report 2023-01-31 · accession 0000899243-23-003680 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-02 | 2023-01-31 | BCX | Holl Thomas | Portfolio Manager | M - OptEx | — | +4,230 | 4,230 | New | — |
| D | 2023-02-02 | 2023-01-31 | BCX | Holl Thomas | Portfolio Manager | D - Sale to Iss | $10.54 | -4,230 | 0 | -100% | -$44.6K |
| DM | 2023-02-02 | 2023-01-31 | BCX | Holl Thomas | Portfolio Manager | M - OptEx | — | -4,230 | 0 | -100% | — |
| D | 2023-02-02 | 2023-01-31 | BCX | Holl Thomas | Portfolio Manager | A - Grant | $10.54 | +4,995 | 4,995 | New | +$52.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-31 | M | A | 4,229.64 | — | 4,229.64 | D | — | — | (F3) As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F2) As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. |
| 2 | Common | Common Stock | 2023-01-31 | D | D | 4,229.64 | $10.54 | 0 | D | — | — | (F3) As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F2) As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. |
| 3 | Derivative | Phantom Shares | 2023-01-31 | M | D | 2,429.91 | — | 2,429.91 | D | — · — to — | 2,429.91 Common Stock | (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F2) As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. |
| 4 | Derivative | Phantom Shares | 2023-01-31 | A | A | 4,995.26 | $10.54 | 4,995.26 | D | — · — to — | 4,995.26 Common Stock | (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F4) These phantom shares vest in equal installments on each of the first three anniversaries of the award. |
| 5 | Derivative | Phantom Shares | 2023-01-31 | M | D | 1,799.73 | — | 0 | D | — · — to — | 1,799.73 Common Stock | (F3) As previously reported on a Form 4 dated February 4, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. (F1) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. |