Form 4 for CNR Core Natural Resources, Inc.
Accepted 2023-02-02 00:00:00 ET · period of report 2023-01-31 · accession 0000899243-23-003776 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-02 | 2023-01-31 | CNR | Brock James A | CEO, Dir | M - OptEx | $0.00 | +147.9K | 620.9K | +31% | $0 |
| D | 2023-02-02 | 2023-01-31 | CNR | Brock James A | CEO, Dir | F - Tax | $57.83 | -67.8K | 553.1K | -11% | -$3.92M |
| D | 2023-02-02 | 2023-01-31 | CNR | Brock James A | CEO, Dir | M - OptEx | $0.00 | -59.1K | 59.1K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, par value $0.01 per share | 2023-01-31 | M | A | 147,898 | $0.00 | 620,918 | D | — | — | (F1) The reporting person's shares of common stock, par value $0.01 per share (the "Common Stock") reported in this report were earned pursuant to the performance stock units ("PSUs") of CONSOL Energy Inc. (the "Company") granted on February 11, 2020. Such shares of Common Stock were deemed earned on January 31, 2023 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PSUs for the performance period ending on December 31, 2021. |
| 2 | Common | Common stock, par value $0.01 per share | 2023-01-31 | F | D | 67,812 | $57.83 | 553,106 | D | — | — | (F2) Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of PSUs previously granted to him. (F3) Of the 553,106 shares reported as directly held, 147,262 are restricted stock units (including dividend equivalent rights). |
| 3 | Derivative | Market Share Units | 2023-01-31 | M | D | 59,101 | $0.00 | 59,101 | D | — · — to — | 59,101 Common stock, par value $0.01 per share | (F4) The Market Share Units were awarded under the CONSOL Energy Inc. 2020 Omnibus Performance Incentive Plan on February 9, 2021 and vest in three equal annual installments. The second installment vested on December 31, 2022 and was settled in exchange for a cash payment on January 31, 2023. |