Form 4 for CG Carlyle Group Inc.
Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-01 · accession 0000899243-23-003902 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-03 | 2023-02-01 | CG | Ferguson Jeffrey W. | GC | A - Grant | $0.00 | +158.5K | 1.19M | +15% | $0 | |
| 2023-02-03 | 2023-02-01 | CG | Ferguson Jeffrey W. | GC | S - Sale | $36.36 | -6,908 | 1.18M | -0.6% | -$251.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-01 | A | A | 158,510 | $0.00 | 1,187,246 | D | — | — | (F1) These securities are restricted stock unit awards and will vest 40% on August 1, 2024, an additional 30% on August 1, 2025 and the remaining 30% on August 1, 2026, subject to the reporting person's continued service at the company on the applicable vesting date. |
| 2 | Common | Common Stock | 2023-02-01 | S | D | 6,908 | $36.36 | 1,180,338 | D | — | — | (F2) These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. |