Form 4 for AUR Aurora Innovation, Inc.
Accepted 2023-02-06 00:00:00 ET · period of report 2023-02-02 · accession 0000899243-23-004035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-06 | 2023-02-02+ | AUR | Anderson Sterling | Dir | S - Sale | $2.07 | -142.9K | 2.24M | -6% | -$295.7K |
| D | 2023-02-06 | 2023-02-02 | AUR | Anderson Sterling | Dir | C - Cnv Deriv | — | +2.08M | 2.34M | +822% | — |
| D | 2023-02-06 | 2023-02-02 | AUR | Anderson Sterling | Dir | C - Cnv Deriv | $0.00 | -2.08M | 50.55M | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-02 | S | D | 49,563 | $2.05 | 253,497 | D | — | — | (F2) Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.03 to $2.105 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 2 | Common | Class A Common Stock | 2023-02-02 | C | A | 2,084,042 | — | 2,337,539 | D | — | — | (F3) Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. |
| 3 | Common | Class A Common Stock | 2023-02-03 | S | D | 93,304 | $2.08 | 2,244,235 | D | — | — | (F4) Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.03 to $2.145 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 4 | Derivative | Class B Common Stock | 2023-02-02 | C | D | 2,084,042 | $0.00 | 50,545,131 | D | — · — to — | 2,084,042 Class A Common Stock | (F5) Includes 1,835 shares of Class B Common Stock which were previously reported as held directly by the Anderson 2021 GRAT which were re-registered on July 14, 2022, and are now held directly by the reporting person. (F3) Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. |