InsiderTrades

Form 4 for OSW ONESPAWORLD HOLDINGS Ltd

Accepted 2023-02-09 00:00:00 ET · period of report 2023-02-07 · accession 0000899243-23-004437 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2023-02-09 2023-02-07+ OSW HEYER ANDREW R Dir S - Sale $11.02 -75.0K 480.9K -13% -$826.5K
M 2023-02-09 2023-02-07+ OSW HEYER ANDREW R Dir S - Sale $11.02 -50.0K 481.6K -9% -$551.2K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Shares 2023-02-07 S D 35,547 $11.01 114,453 I By Wife — — (F6) The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on March 14, 2022. The reported securities, which are held and independently managed by Mindy Heyer, the Reporting Person's spouse, were not reflected on the Reporting Person's prior filings. The Reporting Person disclaims beneficial ownership of such securities. (F7) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.08. The Reporting Person's spouse undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
2 Common Common Shares 2023-02-08 S D 14,453 $11.06 100,000 I — — (F6) The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on March 14, 2022. The reported securities, which are held and independently managed by Mindy Heyer, the Reporting Person's spouse, were not reflected on the Reporting Person's prior filings. The Reporting Person disclaims beneficial ownership of such securities. (F8) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.19. The Reporting Person's spouse undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
3 Common Common Shares 2023-02-07 S D 25,000 $11.01 480,942 I By Wife — — (F3) The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Heyer Investment Management, LLC on March 14, 2022. (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.07. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. (F6) The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on March 14, 2022. The reported securities, which are held and independently managed by Mindy Heyer, the Reporting Person's spouse, were not reflected on the Reporting Person's prior filings. The Reporting Person disclaims beneficial ownership of such securities.
4 Common Common Shares 2023-02-07 S D 35,464 $11.01 496,164 D See Footnotes — — (F1) The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2022. (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.07. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. (F4) Includes (i) 306,886 common shares of the Issuer (the "Common Shares") held by Heyer Investment Management, LLC, (ii) 44,764 Common Shares held by Harris Reid Trust, (iii) 49,764 Common Shares held by James Heyer Trust, (iv) 29,764 Common Shares by Peter Justin Heyer Trust and (v) 49,764 Common Shares held by William Heyer Trust. The Reporting Person is (i) a trustee of each of Harris Reid Heyer Trust, James Heyer Trust, Peter Justin Heyer Trust, and William Heyer Trust; and (ii) the managing member of Heyer Investment Management, LLC (the foregoing entities, the "Andrew Heyer Entities"). (F5) The Reporting Person may be deemed to have or share beneficial ownership of securities held by the Andrew Heyer Entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
5 Common Common Shares 2023-02-08 S D 14,536 $11.06 481,628 D — — (F1) The sales reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2022. (F9) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.16. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.