Form 4 for NOV NOV Inc.
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-25 · accession 0000899243-23-006494 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-28 | 2023-02-25 | NOV | Novak Christy Lynn | VP, CAO, Corp. Ctrl | F - Tax | $21.65 | -556 | 88.8K | -0.6% | -$12.0K |
| D | 2023-02-28 | 2023-02-27 | NOV | Novak Christy Lynn | VP, CAO, Corp. Ctrl | M - OptEx | $15.00 | +5,404 | 94.2K | +6% | +$81.1K |
| DM | 2023-02-28 | 2023-02-27 | NOV | Novak Christy Lynn | VP, CAO, Corp. Ctrl | S - Sale+OE | $21.86 | -9,607 | 84.6K | -10% | -$210.0K |
| D | 2023-02-28 | 2023-02-27 | NOV | Novak Christy Lynn | VP, CAO, Corp. Ctrl | M - OptEx | $0.00 | -5,404 | 2,702 | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-25 | F | D | 556 | $21.65 | 88,803 | D | — | — | (F1) Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 25, 2020) to satisfy tax withholding liability. |
| 2 | Common | Common Stock | 2023-02-27 | M | A | 5,404 | $15.00 | 94,207 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-27 | S | D | 5,404 | $21.85 | 88,803 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-27 | S | D | 4,203 | $21.87 | 84,600 | D | — | — | (F2) The price reported in Column 4 is the average price. These shares were sold in multiple transactions. 900 shares were sold for $21.8710, 200 shares were sold for $21.8701, and 3,103 shares were sold $21.8700. The reporting person undertakes to provide to NOV Inc., any security holder of NOV Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 5 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-02-27 | M | D | 5,404 | $0.00 | 2,702 | D | $15.00 · — to 2031-02-23 | 5,404 Common Stock | (F3) The option, representing a right to purchase a total of 8,106 shares, became exercisable in three equal annual installments beginning on February 22, 2022, which was the first anniversary of the date on which the option was granted. |