Form 4 for VTRS Viatris
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-03 · accession 0000899243-23-007221 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-06 | 2023-03-04 | VTRS | MARK RICHARD A | Dir | M - OptEx | $0.00 | +20.3K | 52.8K | +63% | $0 |
| DM | 2023-03-06 | 2023-03-04 | VTRS | MARK RICHARD A | Dir | M - OptEx | $0.00 | -20.3K | 0 | -100% | $0 |
| D | 2023-03-06 | 2023-03-03 | VTRS | MARK RICHARD A | Dir | A - Grant | $0.00 | +18.0K | 18.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-04 | M | A | 705 | $0.00 | 53,478 | D | — | — | (F1) Fractional shares have been rounded up in connection with the settlement described in footnote 4 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 2 | Common | Common Stock | 2023-03-04 | M | A | 19,608 | $0.00 | 52,773 | D | — | — | |
| 3 | Derivative | Dividend Equivalent Units | 2023-03-04 | M | D | 704.84 | $0.00 | 0 | D | $0.00 · — to — | 704.84 Common Stock | (F4) Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 4, 2022 and vested on the same schedule as the underlying RSUs. On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount represents DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11. |
| 4 | Derivative | Restricted Stock Units | 2023-03-03 | A | A | 17,970 | $0.00 | 17,970 | D | $0.00 · — to — | 17,970 Common Stock | (F2) Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). These RSUs will vest on March 3, 2024. |
| 5 | Derivative | Restricted Stock Units | 2023-03-04 | M | D | 19,608 | $0.00 | 0 | D | $0.00 · — to — | 19,608 Common Stock | (F3) Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 4, 2023. |