Form 4 for VTRS Viatris
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0000899243-23-007227 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-06 | 2023-03-02+ | VTRS | COURY ROBERT J | Executive COB, Dir | M - OptEx | $0.00 | +236.7K | 1.18M | +25% | $0 |
| DM | 2023-03-06 | 2023-03-02+ | VTRS | COURY ROBERT J | Executive COB, Dir | F - Tax | $11.13 | -123.9K | 1.17M | -10% | -$1.38M |
| DM | 2023-03-06 | 2023-03-02+ | VTRS | COURY ROBERT J | Executive COB, Dir | M - OptEx | $0.00 | -236.7K | 247.1K | -49% | $0 |
| D | 2023-03-06 | 2023-03-03 | VTRS | COURY ROBERT J | Executive COB, Dir | A - Grant | $0.00 | +367.9K | 367.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-02 | M | A | 7,969 | $0.00 | 1,117,547 | D | — | — | (F2) Fractional shares have been rounded up in connection with the settlement described in footnote 9 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 2 | Common | Common Stock | 2023-03-02 | M | A | 100,770 | $0.00 | 1,162,429 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-04 | M | A | 123,529 | $0.00 | 1,236,952 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-04 | F | D | 2,321 | $11.13 | 1,174,515 | D | — | — | (F6) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the DEUs that accrued with respect to the RSUs previously granted on March 4, 2022. |
| 5 | Common | Common Stock | 2023-03-02 | F | D | 4,124 | $11.13 | 1,113,423 | D | — | — | (F3) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021. |
| 6 | Common | Common Stock | 2023-03-02 | F | D | 52,851 | $11.13 | 1,109,578 | D | — | — | (F1) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2021. |
| 7 | Common | Common Stock | 2023-03-04 | F | D | 64,557 | $11.13 | 1,172,395 | D | — | — | (F4) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 4, 2022. |
| 8 | Common | Common Stock | 2023-03-04 | M | A | 4,441 | $0.00 | 1,176,836 | D | — | — | (F5) Fractional shares have been rounded up in connection with the settlement described in footnote 13 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 9 | Derivative | Dividend Equivalent Units | 2023-03-04 | M | D | 4,440.43 | $0.00 | 8,881 | D | $0.00 · — to — | 4,440.43 Common Stock | (F12) On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount represents DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11. (F13) Represents DEUs that accrued with respect to the RSUs previously granted on March 4, 2022 and vest on the same schedule as the underlying RSUs. |
| 10 | Derivative | Dividend Equivalent Units | 2023-03-02 | M | D | 7,968.32 | $0.00 | 7,969 | D | $0.00 · — to — | 7,968.32 Common Stock | (F8) On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount includes DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11. (F9) Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs. |
| 11 | Derivative | Restricted Stock Units | 2023-03-02 | M | D | 100,770 | $0.00 | 100,770 | D | $0.00 · — to — | 100,770 Common Stock | (F7) Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). 100,770 of the RSUs granted on March 2, 2021 vested on each of March 2, 2022 and March 2, 2023 and 100,770 will vest on March 2, 2024. |
| 12 | Derivative | Restricted Stock Units | 2023-03-04 | M | D | 123,529 | $0.00 | 247,060 | D | $0.00 · — to — | 123,529 Common Stock | (F11) Each RSU represents the right to receive one share of common stock of Viatris. 123,529 of the RSUs granted on March 4, 2022 vested on March 4, 2023 and 123,530 will vest on each of March 4, 2024 and March 4, 2025. |
| 13 | Derivative | Restricted Stock Units | 2023-03-03 | A | A | 367,925 | $0.00 | 367,925 | D | $0.00 · — to — | 367,925 Common Stock | (F10) Each RSU represents the right to receive one share of common stock of Viatris. 122,642 of the RSUs granted on March 3, 2023 will vest on March 3, 2024, 122,641 will vest on March 3, 2025 and 122,642 will vest on March 3, 2026. |