Form 4 for ZYME Zymeworks Inc.
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-10 · accession 0000899243-23-008432 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-14 | 2023-03-10 | ZYME | Klompas Neil A | Pres, COO | M - OptEx | $0.00 | +5,208 | 17.3K | +43% | $0 |
| D | 2023-03-14 | 2023-03-10 | ZYME | Klompas Neil A | Pres, COO | S - Sale+OE | $7.83 | -2,977 | 17.0K | -15% | -$23.3K |
| DM | 2023-03-14 | 2023-03-10 | ZYME | Klompas Neil A | Pres, COO | M - OptEx | $0.00 | -5,208 | 2,709 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-10 | M | A | 2,708 | $0.00 | 20,009 | D | — | — | (F2) Represents shares of common stock issued upon vesting of one third of the RSUs granted on March 10, 2021. |
| 2 | Common | Common Stock | 2023-03-10 | M | A | 2,500 | $0.00 | 17,301 | D | — | — | (F1) Represents shares of common stock issued upon vesting of one third of the restricted stock units ("RSUs") granted on March 10, 2020. |
| 3 | Common | Common Stock | 2023-03-10 | S | D | 2,977 | $7.83 | 17,032 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.815 to $7.86, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Restricted Stock Unit | 2023-03-10 | M | D | 2,500 | $0.00 | 0 | D | — · — to — | 2,500 Common Stock | (F5) Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs were granted on March 10, 2020 and vest in three equal annual instalments beginning on March 10, 2021. |
| 5 | Derivative | Restricted Stock Unit | 2023-03-10 | M | D | 2,708 | $0.00 | 2,709 | D | — · — to — | 2,708 Common Stock | (F5) Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs were granted on March 10, 2021 and vest in three equal annual instalments beginning on March 10, 2022. |