Form 4 for SHLS Shoals Technologies Group, Inc.
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-14 · accession 0000899243-23-008760 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-16 | 2023-03-15 | SHLS | Whitaker Jason R | See remarks | A - Grant | $0.00 | +53.1K | 500.1K | +12% | $0 | |
| I | 2023-03-16 | 2023-03-14 | SHLS | Whitaker Jason R | See remarks | S - Sale | $21.16 | -181.5K | 634.6K | -22% | -$3.84M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-15 | A | A | 53,144 | $0.00 | 500,068 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-03-14 | S | D | 181,541 | $21.16 | 634,637 | I See footnote | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.94 through $21.60, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. (F3) These shares of Class A common stock are beneficially owned by JRW Strategic Holdings, LLC, for which the Reporting Person is the sole manager. The filing of this Form 4 shall not be construed as an admission that the Reporting Person is the beneficial owner of any or all of the reported securities for purposes of Section 16 or for any other purpose. |