Form 4 for AEVA Aeva Technologies, Inc.

Accepted 2023-03-31 00:00:00 ET · period of report 2023-03-29 · accession 0000899243-23-010144 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-03-31	2023-03-29	AEVA	Sinha Saurabh	CFO	M - OptEx	—	+108.0K	1.16M	+10%	—
D	2023-03-31	2023-03-31	AEVA	Sinha Saurabh	CFO	F - Tax	$1.15	-58.0K	1.10M	-5%	-$66.7K
D	2023-03-31	2023-03-29	AEVA	Sinha Saurabh	CFO	M - OptEx	—	-108.0K	958.6K	-10%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-03-29	M	A	108,020	—	1,162,150	D	—	—	(F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
2	Common	Common Stock	2023-03-31	F	D	57,977	$1.15	1,104,173	D	—	—
3	Derivative	Restricted Stock Units	2023-03-29	M	D	108,020	—	958,607	D	— · — to —	108,020 Common Stock	(F3) Pursuant to the Business Combination Agreement, dated November 2, 2020 (the "Business Combination Agreement"), by and among InterPrivate Acquisition Corp., WLLY Merger Sub Corp. and Aeva, Inc. ("Aeva"), each share of Aeva common stock issued and outstanding immediately prior to the effective time of the transactions contemplated by the Business Combination Agreement was automatically converted into the right to receive a number of shares of the Issuer's Common Stock based on a 1-to-9.07659 conversion ratio. (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. (F2) The restricted stock units vest as to 25% of 864,155 of the underlying shares on September 29, 2021, and the remaining 75% of such underlying shares will vest in six equal semi-annual installments thereafter.