Form 4 for ZLAB Zai Lab Ltd
Accepted 2023-04-03 00:00:00 ET · period of report 2023-03-31 · accession 0000899243-23-010210 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-03 | 2023-03-31 | ZLAB | Du Ying | COB, CEO, Dir | M - OptEx | $33.26 | +14.2K | 1.01M | +1% | +$472.3K |
| DM | 2023-04-03 | 2023-03-31 | ZLAB | Du Ying | COB, CEO, Dir | F - Tax | $33.26 | -5,588 | 996.2K | -0.6% | -$185.9K |
| DM | 2023-04-03 | 2023-03-31 | ZLAB | Du Ying | COB, CEO, Dir | M - OptEx | $0.00 | -14.2K | 10.2K | -58% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | American Depositary Shares | 2023-03-31 | M | A | 3,400 | $33.26 | 997,489 | D | — | — | (F1) Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. (F2) ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer. |
| 2 | Common | American Depositary Shares | 2023-03-31 | F | D | 4,250 | $33.26 | 1,002,701 | D | — | — | (F1) Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. |
| 3 | Common | American Depositary Shares | 2023-03-31 | F | D | 1,338 | $33.26 | 996,151 | D | — | — | (F1) Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. |
| 4 | Common | American Depositary Shares | 2023-03-31 | M | A | 10,800 | $33.26 | 1,006,951 | D | — | — | (F1) Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs. (F2) ADSs acquired on vesting of Restricted Share Units. Each ADS represents ten Ordinary Shares of the issuer. |
| 5 | Derivative | Restricted Share Units | 2023-03-31 | M | D | 10,800 | $0.00 | 43,200 | D | — · — to — | 10,800 American Depositary Shares | (F4) Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer. (F5) The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2023, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. |
| 6 | Derivative | Restricted Share Units | 2023-03-31 | M | D | 3,400 | $0.00 | 10,200 | D | — · — to — | 3,400 American Depositary Shares | (F4) Each Restricted Share Unit represents a contingent right to receive one ADS, which represents ten Ordinary Shares of the issuer. (F6) The Restricted Share Units vest in equal annual installments over five years beginning on 04/01/2022, the first anniversary of the date of grant. Vested shares will be delivered in the form of ADSs to the reporting person following vesting. |