Form 4 for MRVL Marvell Technology
Accepted 2023-04-18 00:00:00 ET · period of report 2023-04-15 · accession 0000899243-23-011391 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-04-18 | 2023-04-15 | MRVL | Koopmans Chris | EVP, Chief Ops Off | M - OptEx | $0.00 | +62.9K | 116.0K | +119% | $0 |
| DMI | 2023-04-18 | 2023-04-15 | MRVL | Koopmans Chris | EVP, Chief Ops Off | F - Tax | $40.29 | -31.2K | 114.8K | -21% | -$1.26M |
| DM | 2023-04-18 | 2023-04-15 | MRVL | Koopmans Chris | EVP, Chief Ops Off | M - OptEx | $0.00 | -62.9K | 0 | -100% | $0 |
| D | 2023-04-18 | 2023-04-15 | MRVL | Koopmans Chris | EVP, Chief Ops Off | A - Grant | $0.00 | +54.0K | 54.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-15 | M | A | 1,367 | $0.00 | 117,993 | I By Family Trust | — | — | (F1) Shares held by the Christopher R. Koopmans and Heather J. Koopmans Family Trust. |
| 2 | Common | Common Stock | 2023-04-15 | F | D | 1,085 | $40.29 | 116,626 | I By Family Trust | — | — | (F1) Shares held by the Christopher R. Koopmans and Heather J. Koopmans Family Trust. |
| 3 | Common | Common Stock | 2023-04-15 | M | A | 2,187 | $0.00 | 117,711 | I By Family Trust | — | — | (F1) Shares held by the Christopher R. Koopmans and Heather J. Koopmans Family Trust. |
| 4 | Common | Common Stock | 2023-04-15 | F | D | 687 | $40.29 | 115,524 | I By Family Trust | — | — | (F1) Shares held by the Christopher R. Koopmans and Heather J. Koopmans Family Trust. |
| 5 | Common | Common Stock | 2023-04-15 | M | A | 1,384 | $0.00 | 116,211 | I By Family Trust | — | — | (F1) Shares held by the Christopher R. Koopmans and Heather J. Koopmans Family Trust. |
| 6 | Common | Common Stock | 2023-04-15 | F | D | 27,601 | $40.29 | 145,382 | I By Family Trust | — | — | (F1) Shares held by the Christopher R. Koopmans and Heather J. Koopmans Family Trust. |
| 7 | Common | Common Stock | 2023-04-15 | M | A | 55,668 | $0.00 | 172,983 | I By Family Trust | — | — | (F1) Shares held by the Christopher R. Koopmans and Heather J. Koopmans Family Trust. |
| 8 | Common | Common Stock | 2023-04-15 | F | D | 678 | $40.29 | 117,315 | I By Family Trust | — | — | (F1) Shares held by the Christopher R. Koopmans and Heather J. Koopmans Family Trust. |
| 9 | Common | Common Stock | 2023-04-15 | M | A | 2,320 | $0.00 | 115,978 | I By Family Trust | — | — | (F1) Shares held by the Christopher R. Koopmans and Heather J. Koopmans Family Trust. |
| 10 | Common | Common Stock | 2023-04-15 | F | D | 1,151 | $40.29 | 114,827 | I By Family Trust | — | — | (F1) Shares held by the Christopher R. Koopmans and Heather J. Koopmans Family Trust. |
| 11 | Derivative | Restricted Stock Units | 2023-04-15 | M | D | 2,187 | $0.00 | 17,496 | D | — · — to — | 2,187 Common Stock | (F3) Each RSU represents a contingent right to receive one Marvell common share upon vesting. (F6) The remaining RSUs will vest on 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025. |
| 12 | Derivative | Restricted Stock Units | 2023-04-15 | M | D | 1,367 | $0.00 | 10,935 | D | — · — to — | 1,367 Common Stock | (F3) Each RSU represents a contingent right to receive one Marvell common share upon vesting. (F7) The remaining RSUs will vest on 07/15/2023, 10/15/2023, 01/15/2024, 04/15/2024, 07/15/2024, 10/15/2024, 01/15/2025 and 04/15/2025. |
| 13 | Derivative | Restricted Stock Units | 2023-04-15 | A | A | 53,965 | $0.00 | 53,965 | D | — · — to — | 53,965 Common Stock | (F3) Each RSU represents a contingent right to receive one Marvell common share upon vesting. (F9) The RSUs will vest in equal quarterly installments over three years, and were granted as part of the annual grant process. |
| 14 | Derivative | Restricted Stock Units | 2023-04-15 | M | D | 2,320 | $0.00 | 0 | D | — · — to — | 2,320 Common Stock | (F3) Each RSU represents a contingent right to receive one Marvell common share upon vesting. (F4) This award fully vested on April 15, 2023. |
| 15 | Derivative | Restricted Stock Units | 2023-04-15 | M | D | 1,384 | $0.00 | 5,536 | D | — · — to — | 1,384 Common Stock | (F3) Each RSU represents a contingent right to receive one Marvell common share upon vesting. (F5) The remaining RSUs will vest on 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. |
| 16 | Derivative | Restricted Stock Units | 2023-04-15 | M | D | 55,668 | $0.00 | 0 | D | — · — to — | 55,668 Common Stock | (F3) Each RSU represents a contingent right to receive one Marvell common share upon vesting. (F8) This award is fully vested. Reflects the number of shares earned in respect of performance based RSUs granted on 04/15/2020. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on 04/14/2023. |