Form 4 for BE Bloom Energy Corp
Accepted 2023-04-18 00:00:00 ET · period of report 2023-04-15 · accession 0000899243-23-011409 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-18 | 2023-04-15 | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | M - OptEx | $0.00 | +19.1K | 474.9K | +4% | $0 |
| D | 2023-04-18 | 2023-04-17 | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | S - Sale+OE | $18.54 | -9,348 | 469.6K | -2% | -$173.3K |
| DM | 2023-04-18 | 2023-04-15 | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | M - OptEx | $0.00 | -19.1K | 28.8K | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-04-15 | M | A | 4,117 | $0.00 | 478,979 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-04-15 | M | A | 15,000 | $0.00 | 474,862 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-04-17 | S | D | 9,348 | $18.54 | 469,631 | D | — | — | (F2) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.47 to $18.5533. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Restricted Stock Units | 2023-04-15 | M | D | 15,000 | $0.00 | 20,000 | D | — · — to — | 15,000 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F4) The RSUs vest over three years such that 15,000 shares vested on April 15, 2022, 15,000 shares vested on April 15, 2023, and 20,000 shares will vest on April 15, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. |
| 5 | Derivative | Restricted Stock Units | 2023-04-15 | M | D | 4,117 | $0.00 | 28,825 | D | — · — to — | 4,117 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F5) The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. |