Form 4 for OSW ONESPAWORLD HOLDINGS Ltd

Accepted 2023-04-27 00:00:00 ET · period of report 2023-04-25 · accession 0000899243-23-011828 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-04-27	2023-04-25	OSW	McLallen Walter Field	Dir	A - Grant	—	+21.2K	255.4K	+9%	—
D	2023-04-27	2023-04-25	OSW	McLallen Walter Field	Dir	D - Sale to Iss	—	-120.9K	0	-100%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Shares	2023-04-25	A	A	21,158	—	255,444	D	—	—	(F1) The reporting person exchanged 120,908 warrants for 21,158 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors.
2	Derivative	Warrants	2023-04-25	D	D	120,908	—	0	D	$11.50 · — to 2024-03-19	120,908 Common Shares	(F1) The reporting person exchanged 120,908 warrants for 21,158 common shares, pursuant to a Warrant Exchange Agreement, dated March 15, 2023, by and among the Issuer and the reporting person. The transactions are exempt under Rule 16b-3 as transactions between the Issuer and a director in an Issuer exchange offer that was approved by the Issuer's board of directors. (F2) The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company.