Form 4 for SLDP Solid Power, Inc.
Accepted 2023-05-12 00:00:00 ET · period of report 2023-05-11 · accession 0000899243-23-012852 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-05-12 | 2023-05-11 | SLDP | ANDERSON ERIK J | Dir | J - Other | $0.00 | -313.0K | 695.8K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-11 | J | D | 312,958 | $0.00 | 695,801 | I By WestRiver Management, LLC and affiliates | — | — | (F2) Represents 1,901 shares owned directly by WRG DCRC, LLC ("WRG DCRC"), 187,617 shares owned directly by WestRiver Management, LLC ("WestRiver Management") and 506,283 shares owned directly by WRG INV41, LLC ("WRG INV41") after giving effect to the In-Kind Distribution. WestRiver Management is the sole managing member of WRG DCRC and WRG INV41. The Reporting Person is the sole member and sole manager of WestRiver Management. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, WRG DCRC and WRG INV41, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. |