Form 4 for OSW ONESPAWORLD HOLDINGS Ltd
Accepted 2023-05-18 00:00:00 ET · period of report 2023-05-16 · accession 0000899243-23-013286 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-05-18 | 2023-05-16 | OSW | FLUXMAN LEONARD I | See Remarks, Dir | M - OptEx | $5.75 | +66.7K | 316.7K | +27% | +$383.3K |
| DI | 2023-05-18 | 2023-02-16 | OSW | FLUXMAN LEONARD I | See Remarks, Dir | S - Sale+OE | $12.24 | -31.3K | 285.3K | -10% | -$383.5K |
| DI | 2023-05-18 | 2023-05-16 | OSW | FLUXMAN LEONARD I | See Remarks, Dir | M - OptEx | $0.00 | -66.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-05-16 | M | A | 66,667 | $5.75 | 316,667 | I By Fluxman Family Holdings LLC | — | — | (F2) The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| 2 | Common | Common Shares | 2023-02-16 | S | D | 31,329 | $12.24 | 285,338 | I By Fluxman Family Holdings LLC | — | — | (F2) The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| 3 | Derivative | Warrants (right to buy) | 2023-05-16 | M | D | 66,667 | $0.00 | 0 | I By Fluxman Family Holdings LLC | $5.75 · 2020-06-12 to 2025-06-12 | 66,667 Common Shares | (F2) The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |