Form 4 for RKLB Rocket Lab Corp
Accepted 2023-05-19 00:00:00 ET · period of report 2023-03-01 · accession 0000899243-23-013422 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-19 | 2023-03-01 | RKLB | GRIFFIN MICHAEL D | Dir | J - Other | $0.00 | -50.7K | 88.8K | -36% | $0 | |
| I | 2023-05-19 | 2023-05-17 | RKLB | GRIFFIN MICHAEL D | Dir | S - Sale | $4.40 | -50.7K | 0 | -100% | -$223.0K |
| I | 2023-05-19 | 2023-03-01 | RKLB | GRIFFIN MICHAEL D | Dir | J - Other | $0.00 | +50.7K | 50.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | J | D | 50,689 | $0.00 | 88,779 | D By LogiQ, Inc. | — | — | (F2) The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein. |
| 2 | Common | Common Stock | 2023-05-17 | S | D | 50,689 | $4.40 | 0 | I | — | — | |
| 3 | Common | Common Stock | 2023-03-01 | J | A | 50,689 | $0.00 | 50,689 | I By LogiQ, Inc. | — | — | (F2) The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein. |