Form 4 for WMS ADVANCED DRAINAGE SYSTEMS, INC.
Accepted 2023-05-19 00:00:00 ET · period of report 2023-05-17 · accession 0000899243-23-013471 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-19 | 2023-05-17 | WMS | KLEIN ROBERT M | EVP, Sales | A - Grant | $0.00 | +10.3K | 109.0K | +10% | $0 | |
| M | 2023-05-19 | 2023-05-17 | WMS | KLEIN ROBERT M | EVP, Sales | F - Tax | $88.67 | -2,497 | 106.6K | -2% | -$221.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-17 | A | A | 10,265 | $0.00 | 109,040 | D | — | — | (F1) Reflects grant of performance-based units, originally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2023 had been met. Total includes dividend equivalents in the amount of 127 shares, which dividend equivalents are settled in common stock. |
| 2 | Common | Common Stock | 2023-05-17 | F | D | 31 | $88.67 | 106,543 | D | — | — | (F2) Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. |
| 3 | Common | Common Stock | 2023-05-17 | F | D | 2,466 | $88.67 | 106,574 | D | — | — | (F2) Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. |