Form 4 for PIII P3 Health Partners Inc.
Accepted 2023-05-24 00:00:00 ET · period of report 2023-05-23 · accession 0000899243-23-013830 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-05-24 | 2023-05-22+ | PIII | Chicago Pacific Founders UGP III, LLC | 10% | P - Purchase | $3.92 | +230.4K | 48.64M | +0.5% | +$904.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-22 | P | A | 73,006 | $3.94 | 48,535,611 | I See Footnote | — | — | (F1) Includes (i) 56,323 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 16,683 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). (F4) Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. |
| 2 | Common | Class A Common Stock | 2023-05-24 | P | A | 50,422 | $3.93 | 48,693,027 | I See Footnote | — | — | (F3) Includes (i) 38,825 shares of Common Stock directly acquired by SPV III, and (ii) 11,597 shares of Common Stock directly acquired by SPV III -A. (F4) Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. |
| 3 | Common | Class A Common Stock | 2023-05-23 | P | A | 106,994 | $3.91 | 48,642,605 | I See Footnote | — | — | (F2) Includes (i) 82,545 shares of Common Stock directly acquired by SPV III, and (ii) 24,449 shares of Common Stock directly acquired by SPV III -A. (F4) Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. |