Form 4 for FEAM 5E Advanced Materials, Inc.
Accepted 2023-06-01 00:00:00 ET · period of report 2022-06-29 · accession 0000899243-23-014261 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-01 | 2023-04-27 | FEAM | Hunt Stephen Brian | Dir | F - Tax | $2.72 | -1,370 | 77.3K | -2% | -$3,726 |
| D | 2023-06-01 | 2022-11-01 | FEAM | Hunt Stephen Brian | Dir | M - OptEx | $3.65 | +25.0K | 75.0K | +50% | +$91.2K |
| D | 2023-06-01 | 2022-11-01 | FEAM | Hunt Stephen Brian | Dir | M - OptEx | $0.00 | -25.0K | 0 | -100% | $0 |
| DM | 2023-06-01 | 2022-06-29+ | FEAM | Hunt Stephen Brian | Dir | A - Grant | $0.00 | +8,502 | 3,701 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-27 | F | D | 1,370 | $2.72 | 77,331 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-01 | M | A | 25,000 | $3.65 | 75,000 | D | — | — | |
| 3 | Derivative | Director Stock Option (Right to Purchase) | 2022-11-01 | M | D | 25,000 | $0.00 | 0 | D | $3.65 · 2022-03-11 to 2022-11-05 | 25,000 Common Stock | |
| 4 | Derivative | Director RSUs | 2023-01-01 | A | A | 2,031 | $0.00 | 8,502 | D | — · — to — | 2,031 Common Stock | (F1) As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein. (F5) Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023. |
| 5 | Derivative | Director RSUs | 2022-10-01 | A | A | 1,470 | $0.00 | 6,471 | D | — · — to — | 1,470 Common Stock | (F1) As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein. (F4) Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023. |
| 6 | Derivative | Director RSUs | 2022-07-01 | A | A | 1,300 | $0.00 | 5,001 | D | — · — to — | 1,300 Common Stock | (F1) As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein. (F3) Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023. |
| 7 | Derivative | Director Share Units | 2022-06-29 | A | A | 3,701 | $0.00 | 3,701 | D | — · — to — | 3,701 Common Stock | (F1) As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein. (F2) Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting"). |