Form 4 for ALTI AlTi Global, Inc.

Accepted 2023-06-09 00:00:00 ET · period of report 2023-06-07 · accession 0000899243-23-015221 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-06-09	2023-06-07	ALTI	Yeung Sai Hong	10%	A - Grant	—	+246.1K	10.43M	+2%	—
D	2023-06-09	2023-06-07	ALTI	Yeung Sai Hong	10%	D - Sale to Iss	—	-984.4K	0	-100%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2023-06-07	A	A	246,103	—	10,426,163	D	—	—	(F1) On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting persons exchanged 984,414 private placement warrants, which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 246,103 shares of Class A Common Stock.
2	Derivative	Warrant	2023-06-07	D	D	984,414	—	0	D	— · — to —	984,414 Class A Common Stock	(F1) On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting persons exchanged 984,414 private placement warrants, which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 246,103 shares of Class A Common Stock. (F2) The warrants became exercisable on March 04, 2023, and will expire on January 3, 2028 or earlier upon redemption or liquidation.