InsiderTrades

Form 4 for ALTI AlTi Global, Inc.

Accepted 2023-06-09 00:00:00 ET · period of report 2023-06-07 · accession 0000899243-23-015232 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2023-06-09 2023-06-07 ALTI Tiedemann Michael CEO, Dir A - Grant — +123.2K 42.9K New —
D 2023-06-09 2023-06-07 ALTI Tiedemann Michael CEO, Dir A - Grant — +146.3K 146.3K New —
D 2023-06-09 2023-06-07 ALTI Tiedemann Michael CEO, Dir D - Sale to Iss — -585.2K 0 -100% —
DMI 2023-06-09 2023-06-07 ALTI Tiedemann Michael CEO, Dir D - Sale to Iss — -492.9K 0 -100% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2023-06-07 A A 16,979 — 16,979 I See Footnotes — — (F1) On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share, (F2) (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.
2 Common Class A Common Stock 2023-06-07 A A 63,326 — 63,326 I See Footnotes — — (F1) On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share, (F2) (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.
3 Common Class A Common Stock 2023-06-07 A A 42,918 — 42,918 I — — (F1) On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share, (F2) (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.
4 Common Class A Common Stock 2023-06-07 A A 146,299 — 146,299 D See Footnotes — — (F1) On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share, (F2) (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.
5 Derivative Warrant 2023-06-07 D D 585,198 — 0 D See Footnotes — · — to — 585,198 Class A Common Stock (F1) On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share, (F2) (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein. (F3) The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.
6 Derivative Warrant 2023-06-07 D D 253,307 — 0 I See Footnotes — · — to — 253,307 Class A Common Stock (F1) On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share, (F2) (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein. (F3) The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.
7 Derivative Warrant 2023-06-07 D D 67,917 — 0 I See Footnotes — · — to — 67,917 Class A Common Stock (F1) On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share, (F2) (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein. (F3) The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.
8 Derivative Warrant 2023-06-07 D D 171,672 — 0 I — · — to — 171,672 Class A Common Stock (F1) On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share, (F2) (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein. (F3) The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.