Form 4 for ALTI AlTi Global, Inc.

Accepted 2023-06-09 00:00:00 ET · period of report 2023-06-07 · accession 0000899243-23-015305 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2023-06-09	2023-06-07	ALTI	Yu Peter	Dir, 10%	A - Grant	—	+127.7K	502.1K	+34%	—
DI	2023-06-09	2023-06-07	ALTI	Yu Peter	Dir, 10%	D - Sale to Iss	—	-510.7K	0	-100%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2023-06-07	A	A	127,680	—	502,108	I See Footnote	—	—	(F1) Reflects an exchange of warrants for shares of Class A Common Stock pursuant to an Issuer exchange offer. (F2) Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
2	Derivative	Warrants	2023-06-07	D	D	510,722	—	0	I See Footnote	$11.50 · 2023-02-02 to 2023-06-22	510,722 Class A Common Stock	(F1) Reflects an exchange of warrants for shares of Class A Common Stock pursuant to an Issuer exchange offer. (F2) Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.