Form 4 for RKLB Rocket Lab Corp
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-14 · accession 0000899243-23-015810 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-16 | 2023-06-16 | RKLB | GRIFFIN MICHAEL D | Dir | D - Sale to Iss | $0.00 | -38.1K | 39.4K | -49% | $0 | |
| 2023-06-16 | 2023-06-14 | RKLB | GRIFFIN MICHAEL D | Dir | A - Grant | $0.00 | +39.4K | 77.5K | +104% | $0 | |
| I | 2023-06-16 | 2023-06-16 | RKLB | GRIFFIN MICHAEL D | Dir | A - Grant | $0.00 | +38.1K | 38.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-16 | D | D | 38,090 | $0.00 | 39,446 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-14 | A | A | 39,446 | $0.00 | 77,536 | D By LogiQ, Inc. | — | — | (F1) Represents restricted stock units ("RSUs") granted to Michael D. Griffin under the Rocket Lab USA, Inc. Amended and Restated Non-Employee Director Compensation Policy. Such RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the next Annual Meeting of Stockholders. The RSUs were granted on June 14, 2023. (F2) The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein. |
| 3 | Common | Common Stock | 2023-06-16 | A | A | 38,090 | $0.00 | 38,090 | I | — | — |