Form 4 for FEAM 5E Advanced Materials, Inc.
Accepted 2023-07-07 00:00:00 ET · period of report 2023-06-30 · accession 0000899243-23-017272 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-07 | 2023-07-03 | FEAM | Lim Sen Ming | Dir | F - Tax | $3.34 | -2,734 | 3,330 | -45% | -$9,132 |
| DM | 2023-07-07 | 2023-07-03 | FEAM | Lim Sen Ming | Dir | M - OptEx | — | +7,386 | 3,918 | New | — |
| D | 2023-07-07 | 2023-06-30 | FEAM | Lim Sen Ming | Dir | A - Grant | $0.00 | +3,029 | 3,029 | New | $0 |
| DM | 2023-07-07 | 2023-07-03 | FEAM | Lim Sen Ming | Dir | D - Sale to Iss | $0.00 | -7,386 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-03 | F | D | 1,121 | $3.34 | 6,983 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-03 | M | A | 3,029 | — | 8,104 | D | — | — | (F5) Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 3,029 Director RSUs, vesting on July 1, 2023. |
| 3 | Common | Common Stock | 2023-07-03 | F | D | 544 | $3.34 | 5,075 | D | — | — | |
| 4 | Common | Common Stock | 2023-07-03 | M | A | 1,470 | — | 5,619 | D | — | — | (F4) Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 1,470 Director RSUs vesting on July 1, 2023. |
| 5 | Common | Common Stock | 2023-07-03 | F | D | 481 | $3.34 | 4,149 | D | — | — | |
| 6 | Common | Common Stock | 2023-07-03 | M | A | 1,300 | — | 4,630 | D | — | — | (F3) Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,300 Director RSUs vesting on July 1, 2023. |
| 7 | Common | Common Stock | 2023-07-03 | M | A | 1,587 | — | 3,918 | D | — | — | (F2) Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 1,587 Director RSUs, vesting on July 1, 2023. |
| 8 | Common | Common Stock | 2023-07-03 | F | D | 588 | $3.34 | 3,330 | D | — | — | |
| 9 | Derivative | Director RSUs | 2023-06-30 | A | A | 3,029 | $0.00 | 3,029 | D | — · — to — | 3,029 Common Stock | (F1) Each Director RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023. |
| 10 | Derivative | Director RSUs | 2023-07-03 | D | D | 1,587 | $0.00 | 0 | D | — · — to — | 1,587 Common Stock | (F2) Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 1,587 Director RSUs, vesting on July 1, 2023. |
| 11 | Derivative | Director RSUs | 2023-07-03 | D | D | 1,300 | $0.00 | 0 | D | — · — to — | 1,300 Common Stock | (F3) Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,300 Director RSUs vesting on July 1, 2023. |
| 12 | Derivative | Director RSUs | 2023-07-03 | D | D | 1,470 | $0.00 | 0 | D | — · — to — | 1,470 Common Stock | (F4) Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 1,470 Director RSUs vesting on July 1, 2023. |
| 13 | Derivative | Director RSUs | 2023-07-03 | D | D | 3,029 | $0.00 | 0 | D | — · — to — | 3,029 Common Stock | (F5) Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 3,029 Director RSUs, vesting on July 1, 2023. |