Form 4 for FEAM 5E Advanced Materials, Inc.
Accepted 2023-07-07 00:00:00 ET · period of report 2023-06-30 · accession 0000899243-23-017273 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-07 | 2023-07-03 | FEAM | SALISBURY DAVID J | Dir | M - OptEx | — | +16.0K | 11.3K | New | — |
| DM | 2023-07-07 | 2023-07-03 | FEAM | SALISBURY DAVID J | Dir | F - Tax | $3.34 | -5,934 | 17.4K | -25% | -$19.8K |
| D | 2023-07-07 | 2023-06-30 | FEAM | SALISBURY DAVID J | Dir | A - Grant | $0.00 | +7,753 | 7,753 | New | $0 |
| DM | 2023-07-07 | 2023-07-03 | FEAM | SALISBURY DAVID J | Dir | M - OptEx | $0.00 | -16.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-03 | M | A | 7,753 | — | 20,256 | D | — | — | (F5) Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 7,753 Director RSUs, vesting on July 1, 2023. |
| 2 | Common | Common Stock | 2023-07-03 | F | D | 829 | $3.34 | 12,503 | D | — | — | |
| 3 | Common | Common Stock | 2023-07-03 | M | A | 2,240 | — | 13,332 | D | — | — | (F4) Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 2,240 Director RSUs, vesting on July 1, 2023. |
| 4 | Common | Common Stock | 2023-07-03 | F | D | 733 | $3.34 | 11,092 | D | — | — | |
| 5 | Common | Common Stock | 2023-07-03 | M | A | 1,981 | — | 11,825 | D | — | — | (F3) Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,981 Director RSUs, vesting on July 1, 2023. |
| 6 | Common | Common Stock | 2023-07-03 | F | D | 1,503 | $3.34 | 9,844 | D | — | — | |
| 7 | Common | Common Stock | 2023-07-03 | M | A | 4,061 | — | 11,347 | D | — | — | (F2) Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 4,061 Director RSUs, vesting on July 1, 2023. |
| 8 | Common | Common Stock | 2023-07-03 | F | D | 2,869 | $3.34 | 17,387 | D | — | — | |
| 9 | Derivative | Director RSUs | 2023-06-30 | A | A | 7,753 | $0.00 | 7,753 | D | — · — to — | 7,753 Common Stock | (F1) Each Director RSU represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023. |
| 10 | Derivative | Director RSUs | 2023-07-03 | M | D | 4,061 | $0.00 | 0 | D | — · — to — | 4,061 Common Stock | (F2) Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 4,061 Director RSUs, vesting on July 1, 2023. |
| 11 | Derivative | Director RSUs | 2023-07-03 | M | D | 1,981 | $0.00 | 0 | D | — · — to — | 1,981 Common Stock | (F3) Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,981 Director RSUs, vesting on July 1, 2023. |
| 12 | Derivative | Director RSUs | 2023-07-03 | M | D | 2,240 | $0.00 | 0 | D | — · — to — | 2,240 Common Sock | (F4) Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 2,240 Director RSUs, vesting on July 1, 2023. |
| 13 | Derivative | Director RSUs | 2023-07-03 | M | D | 7,753 | $0.00 | 0 | D | — · — to — | 7,753 Common Stock | (F5) Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 7,753 Director RSUs, vesting on July 1, 2023. |