Form 4 for FEAM 5E Advanced Materials, Inc.
Accepted 2023-07-07 00:00:00 ET · period of report 2023-06-30 · accession 0000899243-23-017274 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-07 | 2023-07-03 | FEAM | Jennings H. Keith | Dir | M - OptEx | — | +9,889 | 2,983 | New | — |
| DM | 2023-07-07 | 2023-07-03 | FEAM | Jennings H. Keith | Dir | F - Tax | $3.34 | -3,660 | 1,879 | -66% | -$12.2K |
| DM | 2023-07-07 | 2023-07-03 | FEAM | Jennings H. Keith | Dir | M - OptEx | $0.00 | -9,889 | 0 | -100% | $0 |
| D | 2023-07-07 | 2023-06-30 | FEAM | Jennings H. Keith | Dir | A - Grant | $0.00 | +5,693 | 5,693 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-03 | M | A | 1,213 | — | 3,092 | D | — | — | (F3) Director RSUs convert into common stock on a one-for-one basis. On October 25, 2022, the reporting person was granted 1,213 Director RSUs, vesting on July 1, 2023. |
| 2 | Common | Common Stock | 2023-07-03 | F | D | 449 | $3.34 | 2,643 | D | — | — | |
| 3 | Common | Common Stock | 2023-07-03 | M | A | 5,693 | — | 8,336 | D | — | — | (F4) Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 5,693 Director RSUs, vesting on July 1, 2023. |
| 4 | Common | Common Stock | 2023-07-03 | F | D | 2,107 | $3.34 | 6,229 | D | — | — | |
| 5 | Common | Common Stock | 2023-07-03 | M | A | 2,983 | — | 2,983 | D | — | — | (F2) Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 2,983 Director RSUs, vesting on July 1, 2023. |
| 6 | Common | Common Stock | 2023-07-03 | F | D | 1,104 | $3.34 | 1,879 | D | — | — | |
| 7 | Derivative | Director RSUs | 2023-07-03 | M | D | 1,213 | $0.00 | 0 | D | — · — to — | 1,213 Common Stock | (F3) Director RSUs convert into common stock on a one-for-one basis. On October 25, 2022, the reporting person was granted 1,213 Director RSUs, vesting on July 1, 2023. |
| 8 | Derivative | Director RSUs | 2023-07-03 | M | D | 5,693 | $0.00 | 0 | D | — · — to — | 5,693 Common Stock | (F4) Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 5,693 Director RSUs, vesting on July 1, 2023. |
| 9 | Derivative | Director RSUs | 2023-06-30 | A | A | 5,693 | $0.00 | 5,693 | D | — · — to — | 5,693 Common Stock | (F1) Each Director RSU represents a contingent right to receive on share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 1, 2023. |
| 10 | Derivative | Director RSUs | 2023-07-03 | M | D | 2,983 | $0.00 | 0 | D | — · — to — | 2,983 Common Stock | (F2) Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 2,983 Director RSUs, vesting on July 1, 2023. |