Form 4 for BKKT Bakkt, Inc.
Accepted 2023-07-20 00:00:00 ET · period of report 2023-07-19 · accession 0000899243-23-017463 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-07-20 | 2023-07-19 | BKKT | Levy Richard N | Dir, See Remarks | S - Sale | $1.85 | -600 | 4.60M | -0.0% | -$1,110 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock, par value $0.0001 per share | 2023-07-19 | S | D | 600 | $1.85 | 4,603,069 | D | — | — | (F1) The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer. (F2) VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |