Form 4 for CMTG Claros Mortgage Trust, Inc.
Accepted 2023-08-08 00:00:00 ET · period of report 2023-08-04 · accession 0000899243-23-017856 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-08 | 2023-08-04 | CMTG | Mack Richard | CEO AND COB, Dir | M - OptEx | $0.00 | +254.8K | 2.32M | +12% | $0 |
| D | 2023-08-08 | 2023-08-04 | CMTG | Mack Richard | CEO AND COB, Dir | D - Sale to Iss | $10.81 | -140.9K | 2.18M | -6% | -$1.52M |
| D | 2023-08-08 | 2023-08-04 | CMTG | Mack Richard | CEO AND COB, Dir | M - OptEx | — | -254.8K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-08-04 | M | A | 254,821 | $0.00 | 2,322,244 | D | — | — | (F1) Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date. (F2) Reflects change in beneficial ownership from indirect to direct holdings pursuant to a distribution of 140,771 common stock shares by Mack CMTG Holdings Member, LLC to Reporting Person. |
| 2 | Common | COMMON STOCK | 2023-08-04 | D | D | 140,917 | $10.81 | 2,181,327 | D | — | — | |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2023-08-04 | M | D | 254,821 | — | 0 | D | — · — to — | 0 COMMON STOCK | (F1) Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date. |