Form 4 for DBD DIEBOLD NIXDORF, Inc
Accepted 2023-08-11 00:00:00 ET · period of report 2023-08-11 · accession 0000899243-23-018087 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-11 | 2023-08-11 | DBD | Marquez Octavio | Pres, CEO, Dir | J - Other | $0.00 | -338.9K | 0 | -100% | $0 |
| DM | 2023-08-11 | 2023-08-11 | DBD | Marquez Octavio | Pres, CEO, Dir | J - Other | $0.00 | -156.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-08-11 | J | D | 338,914 | $0.00 | 0 | D | — | — | |
| 2 | Derivative | Non-Qualified Stock Option | 2023-08-11 | J | D | 37,996 | $0.00 | 0 | D | $26.60 · 2018-02-08 to 2027-02-08 | 37,996 Common Shares | (F3) Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| 3 | Derivative | Non-Qualified Stock Option | 2023-08-11 | J | D | 15,885 | $0.00 | 0 | D | $34.13 · 2015-02-11 to 2024-02-11 | 15,885 Common Shares | (F2) Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| 4 | Derivative | Non-Qualified Stock Option | 2023-08-11 | J | D | 16,388 | $0.00 | 0 | D | $27.39 · 2017-02-03 to 2026-02-03 | 16,388 Common Shares | (F2) Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| 5 | Derivative | Non-Qualified Stock Option | 2023-08-11 | J | D | 22,735 | $0.00 | 0 | D | $32.33 · 2016-02-05 to 2025-02-05 | 22,735 Common Shares | (F2) Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| 6 | Derivative | Non-Qualified Stock Option | 2023-08-11 | J | D | 9,372 | $0.00 | 0 | D | $11.96 · 2021-01-30 to 2030-01-30 | 9,372 Common Shares | (F3) Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| 7 | Derivative | Non-Qualified Stock Option | 2023-08-11 | J | D | 33,843 | $0.00 | 0 | D | $4.08 · 2020-01-29 to 2029-01-29 | 33,843 Common Shares | (F3) Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
| 8 | Derivative | Non-Qualified Stock Option | 2023-08-11 | J | D | 19,786 | $0.00 | 0 | D | $18.75 · 2019-02-01 to 2028-02-01 | 19,786 Common Shares | (F3) Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |