Form 4 for PMN ProMIS Neurosciences Inc.
Accepted 2023-08-25 00:00:00 ET · period of report 2023-08-23 · accession 0000899243-23-018460 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-25 | 2023-08-23 | PMN | Kirwin Patrick D. | Dir | A - Grant | — | +11.0K | 53.0K | +26% | — |
| D | 2023-08-25 | 2023-08-23 | PMN | Kirwin Patrick D. | Dir | A - Grant | — | +11.0K | 11.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-08-23 | A | A | 11,000 | — | 52,983 | D | — | — | (F1) On August 23, 2023, pursuant to a Unit Purchase Agreement entered into by the Company with selected investors (the "Offering"), the Reporting Person acquired 11,000 common share units (each, a "Common Share Unit"), each unit consisting of one of the Company's common shares, no par value (the "Common Shares"), and one warrant to purchase one Common Share. The purchase price for each Common Share Unit was $1.88 per Common Share Unit. |
| 2 | Derivative | Warrants to purchase Common Shares | 2023-08-23 | A | A | 11,000 | — | 11,000 | D | $1.75 · 2024-02-21 to 2029-02-21 | 11,000 Common Shares | (F1) On August 23, 2023, pursuant to a Unit Purchase Agreement entered into by the Company with selected investors (the "Offering"), the Reporting Person acquired 11,000 common share units (each, a "Common Share Unit"), each unit consisting of one of the Company's common shares, no par value (the "Common Shares"), and one warrant to purchase one Common Share. The purchase price for each Common Share Unit was $1.88 per Common Share Unit. |