Form 4 for OWL BLUE OWL CAPITAL INC.
Accepted 2023-09-15 00:00:00 ET · period of report 2023-09-15 · accession 0000899243-23-019160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-09-15 | 2023-09-15 | OWL | Kirshenbaum Alan | CFO | G - Gift | — | -20.0K | 5.15M | -0.4% | — |
| DI | 2023-09-15 | 2023-09-15 | OWL | Kirshenbaum Alan | CFO | G - Gift | — | -20.0K | 5.15M | -0.4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class D Shares | 2023-09-15 | G | D | 20,000 | — | 5,154,085 | I See Footnotes | — | — | (F1) The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. (F2) Consists of an aggregate of 5,154,085 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Owl Rock Feeder, 1.31% of which is held on behalf of Mr. Kirshenbaum; 51.05% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.64% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. |
| 2 | Derivative | Blue Owl Operating Group Units | 2023-09-15 | G | D | 20,000 | — | 5,154,085 | I See Footnotes | — · — to — | 20,000 Class B Shares | (F1) The reported transaction represents a gift/charitable donation of securities indirectly owned through Owl Rock Capital Feeder LLC ("Owl Rock Feeder") that were distributed to the reporting person and donated to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund. (F2) Consists of an aggregate of 5,154,085 Class D Shares and an equal number of Blue Owl Operating Group Units held directly by Owl Rock Feeder, 1.31% of which is held on behalf of Mr. Kirshenbaum; 51.05% of which are held on behalf of Alan Kirshenbaum 2015 Family Trust over which Mr. Kirshenbaum has sole investment and voting power; and 47.64% of which are held on behalf of Kirshenbaum 2019 Family Trust over which Mr. Kirshenbaum has sole investment and voting power. Mr. Kirshenbaum expressly disclaims beneficial ownership of the securities held by Owl Rock Feeder except to the extent of his pecuniary interest therein. (F3) Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire. |