Form 4 for GEG Great Elm Group, Inc.
Accepted 2023-09-27 00:00:00 ET · period of report 2023-09-25 · accession 0000899243-23-019577 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-09-27 | 2023-09-25 | GEG | Imperial Capital Group Holdings II, LLC | 10% | A - Grant | $0.00 | +132.8K | 862.9K | +18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-25 | A | A | 132,850 | $0.00 | 862,911 | D | — | — | (F3) On September 25, 2023, Jason Reese was awarded 132,850 shares of restricted stock, 25% of which vested on September 25, 2023, with 25% to vest on each of September 20, 2024, September 20, 2025 and September 20, 2026. (F4) Reflects shares directly beneficially owned by Mr. Reese. (F2) Each of Mr. Reese, ICAM, Long Ball and ICGH2 disclaims beneficial ownership of the securities reported herein, except to the extent of that person's pecuniary interest. |